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Investments, Securities Expert #47421

I have 15 years of experience, and specialize in the field of investments and securities with specific knowledge in the areas of churning, suitability and RIA activities. I have published on such topics as risk management, compliance and supervision. I have testified 10 times on topics such as suitability, fiduciary duty and RIA activities. I have had experience as a consultant, securities professional and regulatory; consequently, I have experience from all arenas of the securities profession. This array of experience is difficult to find in an expert witness. I am able to use this experience to produce an informed and objective opinion.

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