Home > Fraud, Variable Annuities Expert #5731

Fraud, Variable Annuities Expert #5731

This sample expert has over 45 years of experience involving securities, insurance and annuities. Testified in 346 arbitrations since 1990 before the NASD, AAA, NYSE, PSE, JAMS and 90 mediations. Representation - 65% claimants/35% respondents. Qualified and testified as a Securities Industry Expert Witness before both Federal and State Court in CA and serves as a FINRA arbitrator.

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Areas of Securities expertise

  • Common/preferred stocks
  • Bonds
  • Mutual Funds
  • Variable/Fixed Index Annuities
  • Life Insurance
  • Hedge Funds
  • Mortgage Backed Securities
  • Private Stock Offerings

Educational backgroud

  • BA, Speech & Communication, California State College at Los Angeles
  • Graduate, American Institute of Banking School of Finance & Taxation
  • Silber Bennett Financial, Inc..- Series 7, 24, 27*, 63, 65, 79 & 99, life ins. & variable contracts, real estate*. *previously held

Experience in field

  • AVP – Corporate Finance – National Division
  • P. Marketing – Securities – Insurance – R/E syndication – Branch Mgr. & Member of Bd. of Directors Westfield Capital Corporation
  • National Sales Director
  • Marketing Compliance Officer – Full service, financial planning broker/dealer
  • Chairman of due diligence committee, licensing and recruiting for 200 registered representatives.
  • Owner & founder of a financial planning firm providing educational retirement, financial, planning seminars for 401-K participants of corporations, nationally.